Affine Sets and Transformations
Contents
4.14. Affine Sets and Transformations#
Primary references for this section are [9, 17, 67].
In this section
Some results in this section are applicable for
normed linear spaces or inner product spaces.
We shall assume that
Note
The notion of lines in a complex vector space may sound
very confusing as a complex line is topologically
equivalent to a real plane, not a real line.
If you are getting lost while reading this section,
just think of
A key property of
4.14.1. Lines#
Definition 4.158 (Line)
Let
form a line passing through
at
we have .at
we have .
We can also rewrite
In this definition:
is called the base point for this line. defines the direction of the line. is the sum of the base point and the direction scaled by the parameter .As
goes from to , moves from to .
Remark 4.29
An alternative notation for the line as a set is
4.14.2. Affine Sets#
Definition 4.159 (Affine set)
A set
In other words, for any
Another way to write this is:
Different authors use other names for affine sets like “affine manifold”, “affine variety”, “linear variety” or “flat”.
Example 4.29
The empty set
Example 4.30
For any
In fact:
Example 4.31
Any line in
Example 4.32
Any vector space
Theorem 4.164 (Linear subspaces are affine)
The linear subspaces of a vector space
Proof. Let
Then
contains .Let
.Then, by linearity, any
.In particular, for some
, holds too.Thus,
is affine.
For the converse, let
For any
and ,since
is affine. Thus, is closed under scalar multiplication.Let
. Since is affine, henceBut then,
holds too since is closed under scalar multiplication.Thus,
is closed under vector addition.Since
is closed under scalar multiplication and vector addition, hence must be a subspace.
4.14.3. Affine Combinations#
If we denote
Definition 4.160 (Affine combination)
A point of the form
Note that the definition only considers finite number of terms in the affine combination.
It can be shown easily that an affine set
Theorem 4.165 (Affine set contains affine combinations)
If
Proof. We shall call
Our proof strategy is as follows:
We show that an affine set contains all its 2 term affine combinations.
We then show that if an affine set contains all its
term affine combinations then it must contain all its term affine combinations.Thus, by principle of mathematical induction, it contains all its affine combinations.
An affine combination of two points is of the form
Now, assume that
Consider points
.Let
such that .Without loss of generality, assume that
. Thus, .Note that
.Thus,
.We can then write:
Note that the term
is an affine combination of terms.Thus, by inductive hypothesis,
.We are left with
This is a two term affine combination. Since
, hence .Thus, we established that if
contains its term affine combinations, it contains its term affine combinations too.
Theorem 4.166
An affine combination of affine combinations is an affine combination.
Proof. Let
We claim that
Notice that:
Thus,
We can use the mathematical induction to show that arbitrary affine combinations of affine combinations are affine combinations.
4.14.4. Connection with Linear Subspaces#
Theorem 4.167 (affine - point = linear)
Let
is a linear subspace of
To show that
Proof. Let
Thus
But since
Hence
Thus, any linear combination of elements in
Observation 4.9 (affine = linear + point)
With the previous result, we can use the following notation:
where
We need to justify this notation by establishing that there is one and only linear subspace associated with an affine set. This is done in the next result.
Theorem 4.168 (Uniqueness of associated subspace)
Let
Proof. We show that
Let
.There exists
such that .Then,
.Let
. Note that and is an affine combination of .Thus,
.We can now write
.Thus,
as .Thus,
.An identical reasoning starting with some
gives us .Thus,
.
Thus the subspace
Corollary 4.30
If an affine set contains
We have already shown this in Theorem 4.164. This is an alternative proof.
Proof. The linear subspace associated with an affine set
In particular, if
Thus,
4.14.5. Affine Subspaces and Dimension#
Definition 4.161 (Affine subspace)
A nonempty affine set is called an affine subspace. An affine subspace is a linear subspace with an offset.
Another way to express this is as follows.
Definition 4.162 (Affine proper subspace)
An affine subspace
In other words,
Definition 4.163 (Affine dimension)
We define the affine dimension of an affine subspace
The dimension of
The definition is consistent since
Example 4.33 (Singletons as affine subspaces)
For any
Its corresponding linear subspace is
Thus, the singleton set has an affine dimension of 0.
Remark 4.30 (Points, lines, planes, flats)
The affine sets of dimension 0, 1 and 2 are called points, lines and planes respectively.
An affine set of dimension
Example 4.34 (More affine sets)
The euclidean space
is affine.Any line is affine. The associated linear subspace is a line parallel to it which passes through origin.
Any plane is affine. If it passes through origin, it is a linear subspace. The associated linear subspace is the plane parallel to it which passes through origin.
Theorem 4.169
An affine subspace is closed under affine combinations.
Proof. This is from the definition of affine sets and Theorem 4.165.
Observation 4.10 (Affine - affine = Linear)
Let
Thus, following the notation in
Definition 4.25,
we can write
One way to think of affine sets as collections of points in an arbitrary space and the associated linear subspace as the collection of difference vectors between points.
4.14.6. Affine Hull#
Definition 4.164 (Affine hull)
The set of all affine combinations of points in some arbitrary nonempty set
Theorem 4.170
An affine hull is an affine subspace.
Proof. Let
where
Then, as shown in Theorem 4.166,
is an affine combination of points
Thus,
Theorem 4.171 (Smallest containing affine subspace)
The affine hull of a nonempty set
Proof. Let
From Theorem 4.169,
is closed under affine combinations.Thus,
contains all affine combinations of points of .Thus,
.We established in Theorem 4.170 that
is an affine subspace.Thus, it is the smallest affine subspace containing
.
Corollary 4.31 (Affine hull as intersection)
The affine hull of a set is the intersection of all affine subspaces containing it.
Theorem 4.172 (Affine hull of a finite set)
Let
Consequently, the dimension of
Proof. Since
Now, let
But then
Thus,
Combining:
Since
Theorem 4.173 (Containment)
If
Proof. We proceed as follows:
By definition,
contains all affine combinations of points in .Thus, it contains all affine combinations of points in
since .But that is
.Thus,
.
Theorem 4.174 (Tight containment)
If
Proof. We proceed as follows:
Note that
is an affine set containing .But
is the smallest affine set containing , hence .But
implies that .Thus,
.
4.14.7. Affine Independence#
Definition 4.165 (Affine independence)
A set of vectors
If the associated subspace has dimension
Definition 4.166 (Affine dependence)
A set of vectors
Theorem 4.175 (Basis for the linear subspace associated with affine independent set)
Let
Let
Then,
Proof. By definition of affine independence,
Since, they are linearly independent and span
Theorem 4.176 (Affine independence and dimension)
A set of vectors
Proof. Assume
Then, by Definition 4.165,
are linearly independent.Let
.-
since
is a span of linearly independent vectors.
Now, assume
By Theorem 4.172, the linear subspace associated with
is given by .Thus,
is dimensional since .But,
is a span of vectors.Hence, the
vectors must be linearly independent.
[67] defines
Theorem 4.177 (Affine independent points in an affine subspace)
Let
Proof. Let
We have
.Choose a basis
of .Let
.Then, the set of
points are affine independent since are linearly independent.For less than
points, we can choose less than vectors from the basis and construct accordingly.
We now show that any set of
Let
be an arbitrary set of points in .Then,
is a set of points in .Since
, hence any set of points in is linearly dependent.Thus,
cannot be affine independent.
Theorem 4.178 (Affine set as an affine hull)
Let
Proof. Let
Since
We now show that
Let
.Then,
.By Theorem 4.175,
form a basis for .Thus,
But then,
which is an affine combination of
.Thus,
.Thus,
.
Theorem 4.179 (Extending an affine independent set of points)
Let
Proof. Let
Let
.Let
be the linear subspace associated with .Let
.The set
forms a basis for .Extend
to to form a basis for .Compute the points
for .Then, the set of points
is an affine independent set since the are linearly independent.
4.14.8. Barycentric Coordinate System#
Theorem 4.180 (Unique representation from affine independent points)
Let
Let
Then, every point in
such that
Proof. By definition of affine hull, any point in the hull
Let
Let
Then, there is a unique representation of
Then,
Letting
We now claim that this representation is unique. Suppose, there was another representation
such that
Then, we would have:
But, the set
Hence,
Thus,
Thus,
This unique representation can be used to define a coordinate system in an affine set.
Definition 4.167 (Barycentric coordinate system)
Let
Let
Then, every point in
such that
If
4.14.9. Translations#
Definition 4.168 (Translation operator)
Let
where
It can be easily seen that
Definition 4.169 (Translate)
Let
Observation 4.11 (Translating the vector space)
Translating the whole vector space doesn’t change it.
This follows from the definition of the set vector addition.
The translate of the trivial subspace is a singleton set.
Theorem 4.181 (Affine translate)
A translate of an affine set is affine.
Proof. Let
Let
.Then,
and for some .Then for some
,But
since is affine.Hence,
.Thus,
is affine.
Definition 4.170 (Parallel affine sets)
Two affine sets
for some
Clearly, every affine set is parallel to its associated linear subspace.
This definition of parallelism is more restrictive as it allows comparing only those affine sets which have the same dimension. Thus, we cannot compare a line with a plane.
Every point is parallel to every other point.
Theorem 4.182 (Parallelism equivalence relation)
Consider the class of all affine subsets of a vector space
Proof. [Reflexivity]
.Hence
.
[Symmetry]
Let
.Then, there exists
such that .But then,
.Thus,
.
[Transitivity]
Let
and .Then,
and for some .But then,
.Thus,
.
Theorem 4.183 (Existence and uniqueness of a parallel linear subspace)
Every affine subspace (nonempty affine set)
This result is a restatement of Observation 4.10.
Proof. From Theorem 4.168, there
is a unique linear subspace
Since
Two linear subspaces are parallel to each other
only if they are identical. Thus,
Now, notice that:
But
Thus,
Thus, the unique linear subspace parallel to
4.14.10. Affinity Preserving Operations#
We discuss some operations which preserve the affine character of its inputs
4.14.10.1. Intersection#
Theorem 4.184 (Intersection of affine sets)
If
Proof. Let
Since
Similarly
Thus
Thus,
We can generalize it further.
Theorem 4.185 (Intersection of arbitrary collection of affine sets)
Let
Proof. Let
Hence
4.14.11. Hyper Planes#
Recall from Definition 4.87 that a set of the form:
where
Theorem 4.186
Every hyperplane is affine.
Proof. We proceed as follows:
Let
.Then,
and .Consider any
and let .Then, due to linearity of
,Thus,
.Thus,
is an affine set.
Theorem 4.187 (Linear subspace parallel to a hyperplane)
Let
where
Then, the linear subspace parallel to
Proof. Let
Then, any
can be written as for some .But then,
Thus,
and hence .
For the converse, we proceed as follows.
Let
and .Let
.Then,
.Thus,
.Thus,
where .Thus,
.Thus,
.
Combining,
Theorem 4.188 (Dimension of a hyperplane)
Let
where
If
Proof. From Theorem 4.187,
the linear subspace parallel to
From Theorem 4.99, the dimension of the kernel of a linear functional in a finite dimensional vector space is given by:
From Definition 4.163,
Theorem 4.189 (Hyperplanes in inner product spaces)
If
where
Moreover, every hyperplane of
Proof. By Theorem 4.102,
the mapping
is a linear functional.
Thus,
By Theorem 4.104,
every linear functional can be identified as an
inner product with a vector
This representation is not unique since the set
is identical to
Theorem 4.190 (Affine = Intersection of hyperplanes)
Let
Proof. If
Let
Let
be the linear subspace parallel to .Then
for some fixed .Let
and .Since
is a proper subspace of hence .Let
be a basis for .Then, every
can be written as:We can extend this basis to construct a basis
for .We can construct a dual basis for the dual space
. For each , define a linear functional by setting:Let
.Consider a family of hyperplanes defined as:
where
.Consider their intersection
We claim that
.
We shall first show that
Let
.Then,
.Then,
for .Thus,
for every .Thus,
.Thus,
.
We now show that
Let
.Hence,
such that .We can write
in terms of the basis asThen
(by definition of ).But, for any
since
.Thus,
for every .Thus,
Thus,
since is a basis for .Thus,
.Thus,
.
Combining these observations, we have
We are now left with the case of singleton sets
Choose any basis
for .Construct a dual basis
for as before.Let
for .Consider a family of hyperplanes defined as:
where
.Consider their intersection
Now, it is straightforward to show that
.
Corollary 4.32 (Affine sets in inner product space)
Let
Then, there exist
Specifically,
Proof. It follows from Theorem 4.190
that
Since
where
Procedure to select the hyperplane parameters.
Pick a vector
.Identify the linear subspace
.Pick an orthonormal basis for
: .Extend the orthonormal basis to
.Pick the basis vectors for
: with .Compute
.
4.14.12. Linear Equations#
Example 4.35 (Solution set of linear equations)
We show that the solution set of linear equations forms an affine set.
Let
Let
Let
Thus
Thus,
The subspace associated with
Every affine set of
Theorem 4.191 (Affine set = system of linear equations in
Let
Then,
Moreover, every affine set in
Proof. If
If the system of equations has a unique solution, then
We now consider the case that the system of equations has more than one solutions.
Let
Consider
This means that
We next show that every affine set of
Let
If
, we can pick any infeasible system of linear equations as a representation of .If
is a singleton, we can pick the system where is an identity matrix in .If
, we can choose to be any zero matrix and . Then, the solution set of is all of .We shall now consider the case of affine
with more than one elements and (proper subset).Let
be the subspace parallel to (Theorem 4.183).Let
be the orthogonal complement of .Let
be a basis for (where ).Since
is finite dimensional, hence (Theorem 4.88).Thus, due to Theorem 4.84,
Thus,
where
is the matrix whose rows are .Since
is parallel to , there exists an such thatwhere
.
4.14.13. Affine Transformations#
Definition 4.171 (Affine transformation)
Let
An affine transformation is also known as an affine function or an affine operator.
An affine transformation preserves affine combinations. An affine combination in input leads to an identical affine combination in output.
4.14.13.1. Relation with Linear Transformations#
We next show that a linear transformation followed by a translation is affine.
Theorem 4.192 (Linear + Translation
Let
Then,
Proof. Let
Thus,
We now prove a stronger result that every affine function is a linear transformation followed by a translation.
Theorem 4.193 (Affine = Linear + Translation)
Let
In other words, an affine transformation can be written as a linear transformation followed by a translation and vice-versa.
Proof. Define:
Notice that
We need to show that
We shall show it in two steps.
Show that if
is affine, then must be linear.Show that if
is linear, then must be affine.
Assume
Let
[Scalar multiplication]
[Vector addition]
Thus,
Now, assume
Let
Thus,
4.14.13.2. Affine Combinations and Hulls#
We show that affine functions distribute over arbitrary affine combinations.
Theorem 4.194 (Affine functions on affine combinations)
Let
Let
Proof. Define:
We know that
Now,
Theorem 4.195 (Preservation of affine hulls)
Let
i.e., the affine hull of
Proof. We first show that
Let
.Then, there exist
and such that andBut then,
for some for every since .Then, due to Theorem 4.194
since
preserves affine combinations.But,
since and is their affine combination.Thus,
where .Thus,
.Thus,
.
We now show that
Let
.Then, there exists
such that .Then, there exist
and such that andThen, due to Theorem 4.194
since
preserves affine combinations.Let
for .Since
, hence .Then,
But then,
is an affine combination of points in .Thus,
.Thus,
.
Combining these results:
4.14.13.3. Invertible Affine Transformations#
Theorem 4.196 (Affine invertible = linear invertible)
An affine map is invertible if and only if its corresponding linear map as described in Theorem 4.193 is invertible.
The translation map is invertible. Composition of invertible maps is invertible. Since affine is composition of linear with translation hence affine is invertible if linear is invertible. Similarly, linear is also a composition of affine with translation. Hence, linear is invertible if affine is invertible.
Proof. Formally, let
Let
Define a parameterized translation map
Note that the inverse of the translation operator is given by:
which is another translation operator. Thus, all translation operators are invertible.
Then,
Clearly, if
Theorem 4.197 (Inverse of affine map is affine)
Let
Proof. We are given that
Since
Let
and .Then, there exist
such thatand
.Since
, hence and .Let
and .Then
since
is affine.Thus,
.Consequently,
.But then,
We have shown that for any
Therefore,
4.14.13.4. Affine Mapping between Affine Sets#
Theorem 4.198 (Affine mapping between affine independent sets)
Let
Proof. If
where
By Theorem 4.179, we can
extend
Both of these sets span the entire
The sets
Then, there exists a unique linear transformation
Now, consider the affine map given by
where
Then,
Thus,
If
Corollary 4.33 (Affine mapping between affine sets)
Let
Proof. If both
where
For
as per Theorem 4.178.
Then, by Theorem 4.198,
an affine mapping
4.14.13.5. Graph#
Theorem 4.199 (Graph of an affine map is affine)
Let
Let
Then,
In other words, graph of an affine map is affine.
Proof. If
Now, let
such that . such that .Let
.Then,
Since
is affine, henceThus,
.Thus,
is closed under affine combinations.Thus,
is affine.
As an implication, we can see that the graph of a linear
map must be an affine set too since every linear map
is an affine map. But a linear map maps
4.14.14. Topology in Normed Spaces#
We next consider the special case of a vector space
Readers are encouraged to review the material in Normed Linear Spaces before proceeding further as the results presented here develop on the material presented in that section.
Our discussions are restricted to finite dimensional normed linear spaces as linear subspaces are closed (Theorem 4.64) and linear transformations are continuous (Theorem 4.63) in the finite dimensional spaces.
4.14.14.1. Affine Sets#
Theorem 4.200 (Affine sets are closed)
Every affine subset of a finite dimensional
normed linear space
Proof.
All other affine sets are translations of a linear subspace.
By Theorem 4.64, linear subspaces are closed in a finite dimensional normed linear space.
By Theorem 4.46, translations preserve closed sets.
Hence, affine sets of dimension greater than zero which are translates of the linear subspaces are also closed.
Theorem 4.201
Every proper affine subspace of a normed linear space
Proof. We proceed as follows:
By Corollary 4.10, every proper linear subspace of
has an empty interior.A proper affine subspace is a translate of a proper linear subspace.
By Theorem 4.46, if a set has an empty interior, then so does its translate.
Theorem 4.202 (Affine hull and closure)
Let
Proof. Since
Let
.By Theorem 4.200,
is closed.By definition
is the smallest closed set that contains .By Proposition 3.6, any closed set that contains
also contains .Thus,
.Now,
is an affine set.By definition, the affine hull is the smallest affine set that contains a set.
Hence,
.
Together, we have:
4.14.14.2. Affine Transformations#
Theorem 4.203 (Affine transformations from finite dimensional spaces are continuous)
Let
If
Proof. We can write
By Theorem 4.63, the linear transformation is continuous since
is finite dimensional.By Theorem 4.45, translations are continuous.
By Theorem 3.46, composition of continuous functions is continuous.
Hence,
is continuous.
Theorem 4.204 (Affine transformation and closure)
Let
Assume that
Recall from Definition 3.64 that a real valued function is closed if every sublevel set is closed.
Theorem 4.205 (Real valued affine functions are closed)
Let
Proof. 1. By Theorem 4.203,
Let
.The sublevel set for
is given by .This is nothing but
.The set
is a closed set.Since
is continuous, hence is also closed.Thus,
is closed for every .Thus,
is closed.
4.14.14.3. Affine Homeomorphisms#
Theorem 4.206
Let
Proof. We proceed as follows:
By Theorem 4.203,
is continuous.Since
is bijective, hence, exists.By Theorem 4.197,
is affine.Again, by Theorem 4.203,
is continuous.Thus,
is a homeomorphism.
Theorem 4.207
Let
In other words, for any
Proof. By Theorem 4.206,
By Theorem 3.51, homeomorphisms preserve closures.
Thus, for any
Theorem 4.208
Let
In other words, for any
Proof. By Theorem 4.206,
By Theorem 3.52, homeomorphisms preserve interiors.
Thus, for any
4.14.15. Real Valued Affine Functions#
In this subsection, we look at affine functions from
a vector space
Theorem 4.209 (Level sets of real valued affine functions)
Let
Proof. We are given that
Let
.If
is empty, then it is affine and there is nothing to prove. So assume that it is nonempty.Let
.Thus,
.Let
.Let
.Then, by affine nature of
Thus,
.Thus, for any
and , .Thus,
is an affine set.